US Policy Shortened

PROJECT OVERVIEW:

This shortened version of the US Policy Training course included amendments to the introduction topic including a new video introduction, two amended case studies, two deleted case studies and several amendments to the assessment.

 

The purpose of Credit Suisse’s internal Policy (P-00025), US Customer and US Cross Border Policy for the Private Banking Business (US Policy), is to mitigate compliance, legal and regulatory risks resulting from relationships and contacts with US Persons and to protect the Bank's reputation. In February, 2015, a revised version of the US

 

Policy was published in order to:

Reflect revised standards applicable to client-facing employees (CFEs) engaged in US customer activities

Define and implement the US Legal & Compliance Program, and

Describe in further detail the consequences of non-compliance with the US Policy.

All CFEs of the non-US-licensed branches, subsidiaries and offices of the Private Banking (PB) business within the Private Banking & Wealth Management Division must adhere to the US Policy.

 

This training course aims to inform the target audience about:

The restrictions and requirements in the revised US Policy that are applicable to them

How to comply with such restrictions and requirements

The course is split into four topics:

Welcome

Introduction to the US Policy

Principles in Practice

o Clive’s Call

o Vanessa’s Verdict

Assessment

Devices:

Desktop, Tablet

Duration:

35 - 45 minutes

LAUNCH TUTORIAL

 

COURSE SCREEN SHOTS

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