Conduct Risk

PROJECT OVERVIEW:

Conduct Risk is one of the types of Operational Risk managed at Credit Suisse. Conduct is the risk that poor conduct or behavior by Credit Suisse, its employees or representatives results in:

Financial or non-financial detriment to clients, customers, or counterparties, whether Credit Suisse deals with them directly or via a third party

Damage to the integrity of the financial markets

Ineffective competition in the markets in which Credit Suisse participates

This course builds awareness of Conduct Risk, and explains the relationship between Conduct Risk, Business Conduct Behaviors and Culture.

It examines the causes of Conduct Risk and identifies some of the main Conduct Risks at Credit Suisse.

 

The course is split into six topics:

Welcome

Definition and Relevance

Conduct Risk, Business Conduct Behaviors and Culture

Devices:

Desktop, Tablet

Duration:

45 - 50 minutes

Causes and Key Conduct Risks

A Short Test to Reinforce Learning

Summary

LAUNCH TUTORIAL

COURSE SCREEN SHOTS

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