FINANCIAL MARKET COURSES
Japanese Equity Market
Receivable Finance (New)
Lending - An Introduction
The Lending Cycle
Commodities - An Introduction (Revised)
Commodities - Trading (New)
Commodities - Livestock (New)
Commodities - Softs (New)
Primer – MiFID II/MiFIR (New)
Understanding Private Wealth Management Business
Private Wealth Management Products & Services
Primer – Smart Beta (New)
Available on iPad and Android tablets as well as desktop
Corporate Actions – An Introduction
When a company issues a corporate action, it sets in motion an event that brings material change to the company and has ramifications for its stakeholders. However, processing corporate action events is a complex business involving many different market participants and including many possible event types. This course looks at the fundamentals of corporate actions from a number of different perspectives. It also discusses the role of the various participants in the corporate actions processing chain, with particular emphasis on the part played by custodians. A second course will look at the major corporate action event types.
On completion of this course, you will be able to:
• Describe corporate actions from a number of different perspectives and outline the roles of the key participants in the corporate actions processing chain
• Identify the primary records that custodians maintain in order to process corporate actions
Topic 1: Overview of Corporate Actions
• What is a Corporate Action?
o Nature of Benefit Generation
• Market Participants
• Processing Corporate Actions
Topic 2: Custodians Record Keeping & Reporting
• Consolidated Reports
• Client Centric Report
• Security Centric Report
• Cash Report
• Custodian Reporting – Example
• Custodian Communications
• Static Data
Role of a Custodian - View Now
ESTIMATED COMPLETED TIME
Corporate Actions – Major Types
This course looks at the main types of corporate action – mandatory, voluntary, and mandatory with options. Examples of each are provided, with the focus on the most popular events in the corporate actions marketplace.
Intuition engages with over 30 accreditation bodies to ensure Know-How can be used for CPE credits. If your organization needs CPE from a body not listed below, contact us and we will endeavour to have them included.
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